WpHG Compliance Officer (m/w/d) - Larson Maddox

Larson Maddox

Aktualisiert: 11.09.2026

Sulzbach

aktualisiert seit: 11.09.2026

Beschreibung:
Our client is a rapidly growing, technology-driven financial institution that combines innovative digital solutions with the regulatory standards of a fully licensed banking environment.

Key Responsibilities
- Ensure compliance with applicable regulatory requirements governing investment services, including Wp HG, Mi FID II, MAR, PRIIPs, and other relevant regulations.
- Support the ongoing development and enhancement of the Compliance Management System for securities-related activities.
- Perform monitoring and control activities acr...


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